ROCKHAVEN RESOURCES LTD. ("RK")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 3, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced February 25, 2014:
Number of Shares: 15,000,000 flow through shares
2,666,666 non-flow through shares
Purchase Price: $0.18 per flow through share
$0.15 per non-flow through share
Warrants: 7,500,000 share purchase warrants attached to flow through shares to purchase 7,500,000 shares
1,333,333 share purchase warrants attached to non-flow through shares to purchase 1,333,333 shares
Warrant Exercise Price: $0.30 for a one year period
Number of Placees: 64 placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P # of Shares
Strategic Metals Ltd. Y 5,300,000 f/t
ECEE Money Limited (W. Douglas Eaton) Y 3,000,000 f/t
Matthew Turner Y 100,000 f/t
Glenn R. Yeadon Y 100,000 f/t
Larry Donaldson Y 280,000 f/t
Bruce A. Youngman Y 100,000 f/t
Robert A. Carne Y 300,000 f/t
Richard Drechsler Y 30,000 f/t
Richard Graham Y 100,000 f/t
David Skoglund Y 100,000 f/t
Aggregate Pro-Group Involvement P 1,050,000 f/t
[3 placees]
Finder's Fee: Raymond James Ltd. receives $34,367.99 and 200,467 non-transferable warrants, each exercisable at a price of $0.30 per share for a one year period.
PI Financial Corp. receives $2,160.00 and 12,000 non-transferable warrants, each exercisable at a price of $0.30 per share for a one year period.
Macquarie Capital Markets Canada Ltd. receives $23,760.00 and 132,000 non-transferable warrants, each exercisable at a price of $0.30 per share for a one year period.
Canaccord Genuity Corp. receives $1,954.80 and 10,860 non-transferable warrants, each exercisable at a price of $0.30 per share for a one year period.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
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