3D SIGNATURES INC. ("DXD")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: January 18, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced November 17, 2016:
Number of Shares: 6,000,000 shares
Purchase Price: $0.75 per share
Warrants: 6,000,000 share purchase warrants to purchase 6,000,000 shares
Warrant Exercise Price: $0.92 for a two year period, subject to an acceleration clause.
Number of Placees: 163 Placees
Insider / Pro Group Participation:
Insider=Y /
Name ProGroup=P # of Shares
Jason Flowerday Y 13,333
Keith Cassidy Y 53,300
Aggregate Pro Group Involvement P 637,500
[20 Placees]
Agent's Fee: Haywood Securities Inc. $172,907.70 cash and 227,755 Agents Warrants payable.
Canaccord Genuity Corp. $99,561.12 cash and 145,374 Agents Warrants payable.
Mackie Research Capital Corporation $19,207.43 cash and 31,922 Agents Warrants payable.
Leede Jones Gable Inc. $22,087.50 cash and 29,450 Agents Warrants payable.
Gundyco $13,936.27 cash and 18,581 Agents Warrants payable.
GMP Secuities LP $1,312.50 cash payable.
Gravitas Securities Inc. $750 cash payable.
PI Financial Corp. $20,187.49 cash and 26,917 Agents Warrants payable.
Questrade Inc. $250 cash payable.
Raymond James Ltd. $1,875 cash payable.
TD Securities $750 cash payable.
Echelon Wealth Partners $3,312.49 cash payable.
Scotia McLeod $3,862.50 cash payable.
-Each Agents Warrant is exercisable into one common share at $0.75 until December 16, 2018.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
|
|
